Description
Hudson River Trading (HRT) is seeking a talented Head of Korea Compliance to join our Compliance team. Reporting directly to the Head of APAC Compliance, you will be responsible for providing primary compliance support for all aspects of HRT’s business activities in Korea, including equities, options and futures trading activities.
The ideal candidate will have deep subject matter expertise in Korean trading laws, rules and regulations, and market structure, as well as the technical complexities of algorithmic proprietary trading businesses.
Responsibilities
- Provide clear, timely, and practical advice regarding the application of Korean regulatory requirements (e.g. HFT surveillance guidelines) to the firm’s businesses
- Act as the primary internal contact regarding Korea regulatory compliance matters for HRT’s algorithm development and business development teams
- Build and maintain strong working relationships with, and act as our liaison to, Korean regulators such as the FSS and the KRX
- Review new business initiatives for compliance before launch
- Assist in the design and review of trade surveillance reports
- Develop, maintain, and update compliance policies and procedures
- Assist in periodic compliance risk assessments and reviews
- Investigate and prepare comprehensive, accurate, and timely responses to regulatory inquiries and examinations
Qualifications
- Bachelor’s degree or higher in finance, law, or related field
- 15+ years of direct experience in Korea regulatory matters and strong relationships with Korean regulators
- Extensive knowledge of Korean market structure
- Strong familiarity with algorithmic proprietary trading strategies and technology concepts
- Speaks Korean as a first language, as well as English
- Exceptional cross-functional verbal and written communication skills, with the ability to convey complex regulatory concepts clearly and concisely to traders, developers, and senior management
- Excellent organizational skills, with the ability to manage multiple complex initiatives simultaneously
Culture
Hudson River Trading (HRT) brings a scientific approach to trading financial products. We have built one of the world's most sophisticated computing environments for research and development. Our researchers are at the forefront of innovation in the world of algorithmic trading.
At HRT we welcome a variety of expertise: mathematics and computer science, physics and engineering, media and tech. We’re a community of self-starters who are motivated by the excitement of being at the cutting edge of automation in every part of our organization—from trading, to business operations, to recruiting and beyond. We value openness and transparency, and celebrate great ideas from HRT veterans and new hires alike. At HRT we’re friends and colleagues – whether we are sharing a meal, playing the latest board game, or writing elegant code. We embrace a culture of togetherness that extends far beyond the walls of our office.
Feel like you belong at HRT? Our goal is to find the best people and bring them together to do great work in a place where everyone is valued. HRT is proud of our diverse staff; we have offices all over the globe and benefit from our varied and unique perspectives. HRT is an equal opportunity employer; so whoever you are we’d love to get to know you.
Please be advised: Use of AI tools during interviews or assessments is strictly prohibited, unless otherwise instructed or agreed upon. We employ various methods to evaluate the authenticity of candidate responses. If we determine that AI assistance was used during any stage of the hiring process, we reserve the right to immediately disqualify your candidacy or rescind any job offers extended.
Similar jobs
Hudson River Trading (HRT) is seeking a PostTrade Strategy Specialist to join our PostTrade team in Singapore. Encompassing the firm’s Global Funding & Clearing, Middle Office, and Product Control teams, the PostTrad…
We are looking for engineers to power Hudson River Trading's continued expansion into global markets. As an engineer based out of our Singapore office, you will play a critical role in the process of establishing HRT's p…
We are looking for engineers to power Hudson River Trading's continued expansion into global markets. As an engineer based out of our Hong Kong office, you will play a critical role in the process of establishing HRT's p…
Hudson River Trading (HRT) is seeking a Junior Electronic Trading Support Engineer to join our Global Trade Operations (TradeOps) team in Singapore. This team manages HRT’s live trading environment, one of the most robus…
Hudson River Trading (HRT) is seeking an experienced trader to join our Macro trading team, focused specifically on building out our exciting global fixed income strategy. Our team deploys both discretionary and quantita…
Hudson River Trading (HRT) is seeking a Deployment Engineer to join our global Systems and Network teams. In this role, you will help streamline our day-to-day data centre related work to ensure that HRT’s world-class tr…
Hudson River Trading (HRT) is seeking an IT Operations Engineer to join our Information Technology team. In this role, you’ll be responsible for providing technical support to HRTers around the globe, while also driving…
Hudson River Trading (HRT) is seeking a Crypto Business Operations Manager to join our Digital Assets team in Singapore. In this role, you will support the day-to-day operations of our digital assets business and help sc…
Hudson River Trading (HRT) is one of the top algorithmic trading companies in the world. Our research cluster is the backbone of our success; it’s where all of our trading strategies are generated. We use a large, custom…
Working as a coder at Hudson River Trading (HRT) means working on a small, highly productive, and efficient team. You may see "trading" in our name and assume you'll be relegated to some dark corner to code for the "busi…
Est. 250,000 USD
Hudson River Trading (HRT) is seeking a Software Engineer focused on GPU reliability to join our Systems Development team. The Systems Development team builds and maintains the platform that is shared by all Systems team…
Est. 200,000 USD
Hudson River Trading (HRT) is seeking a Data Strategist to identify, evaluate, and acquire differentiated datasets that support quantitative research and systematic trading. The role requires strong judgment around data…
Est. 175,000 USD
Hudson River Trading (HRT) is seeking a PostTrade Strategy Specialist to join our PostTrade team in New York City. Encompassing the firm’s Global Funding & Clearing, Middle Office, and Product Control teams, the Post…
Hudson River Trading (HRT) is seeking an ambitious and results-oriented Recruiter to join our Campus Recruiting team in Singapore. In this role, you’ll focus on building deep, long-term relationships with students and un…
Est. 125,000 USD
Hudson River Trading (HRT) is looking for an Electronic Trading Support Engineer to join our global Trade Operations (TradeOps) team in NYC. This team is responsible for managing HRT’s live trading environment, one of th…
Est. 140,000 USD
Hudson River Trading (HRT) is looking for a Data Production Engineer to join our Data team. Data is at the core of everything we do at HRT; we excel at deriving deep insights from all types of data, allowing us to achiev…
Est. 250,000 USD
Hudson River Trading (HRT) is seeking curious, thoughtful engineers who enjoy working with data and solving real-world technical problems to join our growing Market Structure Analysis team. In this role as a Quantitative…
Est. 125,000 USD
Hudson River Trading (HRT) is looking for a Junior Electronic Trading Support Engineer to join our global Trade Operations (TradeOps) team in NYC. This team is responsible for managing HRT’s live trading environment, one…
Hudson River Trading (HRT) is seeking an experienced Technical Project Manager to join our growing Project Management team in Singapore. This role offers a unique opportunity to work closely with our engineers and cross-…
Est. 140,000 USD
Hudson River Trading (HRT) is seeking a Junior Trading Systems Engineer to join our growing Trading Systems Infrastructure team. This team designs, builds, and maintains the infrastructure that powers our global trading,…
Est. 200,000 USD
Hudson River Trading (HRT) is seeking a curious, innovative Security Engineer to join our Enterprise Security team and help safeguard the infrastructure behind one of the world’s most demanding trading environments, with…
Est. 200,000 USD
Hudson River Trading (HRT) is seeking a Software Engineer to join our Enterprise Engineering team in New York City. In this role, you will build the tools and systems that help every HRTer work more effectively. The team…
Est. 225,000 USD
Hudson River Trading (HRT) is seeking a Senior Site Reliability Engineer to join our growing Enterprise SRE team. This team is responsible for developing and maintaining productivity service infrastructure for the entire…
Est. 250,000 USD
At Hudson River Trading (HRT), C++ is at the center of our live trading systems and research infrastructure. Our C++ engineers build the highly performant, fault-tolerant systems that power trading across global markets.…
Est. 225,000 USD
Hudson River Trading (HRT) is looking for Systems Engineers to join our growing Research & Development team. This team builds and maintains exceptionally large and growing distributed compute clusters, multi petabyte…
Est. 200,000 USD
Hudson River Trading (HRT) is seeking a Trading Systems Engineer to join our growing Trading Systems Infrastructure team. This team designs, builds, and maintains the infrastructure that powers our global trading, and is…
Est. 225,000 USD
Hudson River Trading (HRT) is seeking a People Partner (HRBP) to join our People Operations team in NYC. In this role, you’ll support a highly technical employee population, partnering with engineering leaders to underst…
Est. 250,000 GBP
Hudson River Trading (HRT) is one of the top algorithmic trading companies in the world. Our research cluster is the backbone of our success; it’s where all of our trading strategies are generated. We use a large, custom…
Est. 250,000 USD
Hudson River Trading (HRT) is a quantitative trading firm at the forefront of technological innovation. We build and deploy cutting-edge systems within one of the world’s most advanced computing environments to power our…
Est. 237,500 USD
HRT is seeking quantitative researchers to join our effort in developing mid-frequency systematic trading strategies. Candidates will apply rigorous statistical methods on a wide range of datasets and implement trading m…