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Head of Compliance (Licensing/ FX brokerage)

Hyphen Connect LimitedMalaysia · Posted 3 months ago
Full-time
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Description

My client is a financial services company and looking for a Head of Compliance / Compliance Officer roles.

Job Description

  • Lead the global compliance framework and manage the full licensing lifecycle, acting as the primary liaison with international regulators.
  • Establish and enhance risk-based AML/KYC policies, monitor suspicious transactions, and perform MLRO functions to ensure regulatory adherence.
  • Review trading instruments and marketing materials to mitigate risks associated with copy trading, automated strategies, and misleading claims.
  • Monitor for abnormal trading behaviors such as arbitrage or latency abuse in collaboration with the Risk and Trading teams.
  • Develop internal SOPs, support external audits, and ensure global compliance with data protection regulations such as GDPR and PDPA.

Requirements

  • Bachelor’s degree in Law, Finance, Risk Management, or a related discipline.
  • 3 to 10 years of hands-on experience in compliance within a trading platform, brokerage, or fintech environment.
  • Strong familiarity with at least one major regulatory regime (e.g., ASIC, FCA, CySEC, MAS).
  • Professional compliance certifications (such as ICA, CAMS) are highly preferred.
  • Proven ability to balance regulatory adherence with business growth, possessing strong problem-solving and stakeholder management skills.

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